FNS50322 Diploma of Finance and Mortgage Broking Management

CRICOS Course Code: 111021E


  • Course Description


    This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an aggregator, or involves managing a workplace team. Individuals are expected to apply theoretical knowledge and specialised skills in a range of situations and to display initiative and judgement in planning activities. They have autonomy in performing complex technical operations and may be responsible for the work of others within broad but generally well‐defined parameters, specially who wish to work as a Mortgage broker, Credit assessment officer, Customer service officer, Mortgage lender/representative.


    This course will provide an understanding of some of the critical aspects in the finance and mortgage broking industry while meeting the licensing requirements for mortgage brokers outlined in ASIC’s Regulatory Guide 206 (RG 206).


  • Course Entry Requirements


    Must be 18 years of age on commencement.

    Academic Requirement:

    Successful completion of Year 12 or equivalent and /or above.
    English Language (International Students):
    IELTS 6.0 or higher with a minimum score of 5.5 in each band Or
    Equivalent English level scores (e.g. PTE, TOEFL, EAP, CE etc.)


  • Course structure


    Total number of units is 15
    10 core units
    5 elective units


  • Code Unit Name Type
    BSBTWK503 Manage meetings (Elective)
    BSBSUS511 Develop workplace policies and procedures for sustainability (Elective)
    BSBCMM511 Communicate with influence (Elective)
    FNSCUS511 Develop and maintain professional relationships in financial services industry (Core)
    FNSFMB513 Present credit options to clients with special financial circumstances (Core)
    FNSFMB512 Identify and develop credit options for clients with special financial circumstances (Core)
    FNSFMB412 Identify client needs and present broking options (Core)
    FNSFMB411 Prepare loan applications on behalf of clients (Core)
    FNSFMK515 Comply with financial services regulation and industry codes of practice (Core)
    FNSFMB514 Implement complex loan structures (Core)
    FNSINC411 Conduct work according to professional practices in the financial services industry (Core)
    FNSINC514 Apply ethical frameworks and principles to make and act upon decisions (Core)
    BSBOPS502 Manage business operational plans (Elective)
    BSBLDR523 Lead and manage effective workplace relationships (Elective)
    FNSRSK511 Undertake risk identification (Core)

  • Course Duration


    This qualification is delivered over a period of one year.


    • 52 Weeks (including holidays)
    • 40 contact weeks

  • Mode of Delivery


    • Classroom based delivery (face – to – face)

    • Attend 20 hours per face – to – face full time study.

    • face – to – face delivery includes lecture, group activities, and pair work and class presentations


  • Assessment Methods


    • Combination of assessment tasks such as case studies, group tasks, written tasks, report and easy writing, presentation and practical demonstration.

    • Competency based assessment


  • Course fees


    Tuition Fee: $15,650 ($3,912.50 per Term)

    Application fees: $200 * Non-Refundable

    Material Fees: $100 Per term

  • Campus Delivered (according to PRISMS)


    Mascot